Management
Bruce C. Turner
President and Chief Operating Officer
Bruce joined Quadriserv during May 2007 and oversees operations, sales, and business development for all aspects of Quadriserv's securities lending initiatives.
Bruce brings diverse equity markets experience to Quadriserv over a 20-year career, with increasing levels of responsibility. Bruce served as co-head of the US Equity Division at CIBC World Markets, where he developed new trading products to combat declining commission margins and was responsible for all domestic operations of CIBC's research, sales, trading and equity capital markets. Prior to his promotion to Co-Head of CIBC's Equities Division, Turner was Head of CIBC's US Equity Trading and Sales trading, where he was responsible for the day to day operation of a 150-person sales and trading desk while overseeing development of electronic and program trading. Previously, Bruce was an Executive Vice President at Nasdaq, responsible for final development of the SuperMontage Project, as well as marketing strategy and materials. Earlier in his career, Bruce was a Managing Director and Head of Nasdaq Trading at Salomon Smith Barney, where he was responsible for a 125-person sales and trading desk, as well as the development of new trading products.
Bruce holds a BA from Connecticut College and received an EMBA from the Trium Global program, a joint degree from New York University, The London School of Economics, and HEC Paris. He was a member of the Nasdaq Quality of Markets Committee, the NYSE Upstairs Traders Advisory Committee, and is currently a member of the National Organization of Investment Professionals.
Gregory W. DePetris
Co-Founder
gregory.depetris@quadriserv.com
Greg is Quadriserv's Co-Founder and Chief Strategic Officer, and has played a leading role in guiding Quadriserv from a start-up to an emerging leader in bringing marketplace efficiency and innovation to the securities lending industry. Most notably, Greg is responsible for the overall strategic direction of the Company, and has served as the chief liaison between the Company and federal regulators, financial exchanges, institutional clients and the academic community. In addition, Greg has played a key role in the Company's successful equity and debt financings from institutions such as Bank of America Merrill Lynch, Citi Global Markets, Interactive Brokers, International Securities Exchange (ISE), Renaissance Technologies, Susquehanna Investment Group, Bessemer Venture Partners and SunGard.
Greg began his career as a commodities floor broker and proprietary trader. He co-founded Intrade (www.intrade.com), the world's largest prediction market, and PDQ ATS (www.pdqats.com), a company designed to democratize modern-day trading through the creation of a confidential, high-speed electronic crowd. Greg is an advisor to a number of early stage companies and investment firms, currently serves on the boards of ExchangeLab, Inc., PDQ Enterprises, LLC, Sedgwick & Cedar, Inc., and is a frequent speaker on capital markets issues.
Martin Hakker
Co-Founder
Marty, a Co-Founder of Quadriserv, also founded TCAM Systems, Inc. in 1979 to provide exchange and trade order management systems to the financial services industry. He grew the company into a global leader with over 200 people and 40 major customers. Marty was responsible for the development and implementation of seven major stock exchanges, two clearing houses and over twenty major trading systems globally.
In 1994, TCAM was sold to Stratus Computers, which two years later sold the business to OM Technology Group. Since leaving Stratus in 1996, Marty has been developing order management systems for corporations and exchanges and has served as a senior consultant to the industry. He is a recognized industry expert in trading and trading automation.
Todd Graber
Chief Financial Officer
Todd is the Chief Financial Officer of Quadriserv after serving as Managing Director, Corporate Controller and Vice President of Finance for LaBranche & Co Inc. During his nine-year tenure at LaBranche, Todd played an integral role in the initial public offering and public debt issuances of the company and participated in the due diligence and subsequent integration of several merged entities. In addition, Todd developed LaBranche's stock award program and served as the company's Assistant Secretary for four years. Prior to working at LaBranche, Todd spent three years in the Controller's Group at Lehman Brothers and two years as a public accountant for Arthur Andersen.
Todd is a graduate of the University of Michigan Business School and received his CPA in 1994.
Peter Martyn
Chief Technology Officer
peter.martyn@quadriserv.com
Peter joined Quadriserv as a consultant in January of 2009, managing the Project Management Area. Prior to Quadriserv, Peter was Vice President of Client Services at the National Stock Exchange (NSX). At NSX Peter was responsible for Market Operations, FIX Support, product development and the FINRA/NSX Trade Reporting Facility. Peter managed the business, technology, legal and marketing groups to develop services and products that satisfied and anticipated customer demand.
Prior to NSX, Peter spent 18 years at NASDAQ in various positions where he was responsible for multiple exchange trading systems, access services and market data products.
Earlier in his career Peter worked at J.P. Morgan Securities and Cabot Consulting Group in various technology roles.
Peter recieved his BS in Computer Information Systems from Manhattan College, Riverdale, NY.
Martin Doyle
General Counsel
Marty joined Quadriserv in November, 2007 as the Company's General Counsel and as such focuses on the firm's legal, regulatory and compliance issues. Marty has been involved in financial services since 1983. In his previous position, Marty was President and General Counsel of OneChicago, the nation's only single stock futures exchange. Prior to his tenure at OneChicago, Marty was Vice President and General Counsel of Lind-Waldock, which was the world's largest futures discount firm. Additionally, he serves on NFA's Hearing Committee and as an NFA arbitrator. Marty earned a BA from St. Mary's University and a juris doctor from John Marshall Law School in Chicago.
Thomas Little
Chief Strategist
Tom was most recently a quantitative analyst at Gargoyle Strategic Investments performing research in equity hedge fund strategies and electronic options market-making. Previously, Tom was a National Science Foundation fellow in Global Logistics at Lehigh University where he conducted doctoral research in Markov Decision Processes. He has a Masters degree in Management Science from Lehigh University and a Bachelors degree in Electrical Engineering from Virginia Tech. He has presented his research at five academic conferences where he discussed the application of probabilistic models for industrial decision-making.
Tom's current research is in the securities lending space. Working closely with leading academics, his research looks into market structure, long/short portfolio management, hedge fund trading strategies and transaction cost analysis.
Sergei Poliakoff
Chief Information Officer
sergei.poliakoff@quadriserv.com
Sergei joined Quadriserv in October 2006 as Chief Information Officer. He most recently ran his own consulting firm, Union Square Advisors, which offered advice on electronic execution, prime brokerage and securities lending. Prior to that he was a Managing Director at Deutsche Bank, responsible for Global Execution Services Technology, covering Equity DMA and Algorithmic Trading, Institutional Cash and Program Trading. Prior to this, Sergei was co-heading Equities Derivatives Technology for NatWest Securities, and managed large projects in Equity Derivatives Technology at Morgan Stanley.
Frank Campbell
Chief Software Architect
Frank Campbell joined Quadriserv in August 2006 as Chief Software Architect.
Frank most recently was with Morgan Stanley Prime Brokerage, leading the technology team for their Hedge Fund Performance Measurement system. During his 6 year tenure with Morgan Stanley Prime Brokerage he helped bring many of their client facing systems onto the web, as well as developing core functionality for systems in the Portfolio Analysis area. He has an extensive technical background in web technologies, as well as in large-scale financial systems and databases.
Prior to this he worked for Blue Curve in London, UK where he did consultancy for European investment banks in the early days of adoption of the web by financial institutions, and also worked on Blue Curve's web-based financial research product.
Frank holds a BA in Experimental Psychology from Oxford University 1994. He is also a keen musician and can occasionally be found out and about playing the piano at various New York City venues.
Katharine Gill Law
Head of Corporate Communications & AQS Member Services
As Head of Corporate Communications and AQS Member Services, Katie is responsible for developing and executing communications and marketing strategies that support Quadriserv's commercial efforts.
Prior to joining Quadriserv, Katie spent eight years in various positions at CIBC World Markets, most recently as the Head of U.S. Equities Business Management. In this capacity, she played an active role in directing the day-to-day operations of the U.S. Equities division including oversight of compliance, technology, business reporting and budgeting for nine branch offices including Tel Aviv and London. Prior to that, Katie spent several years as the Head of U.S. Equity Research Business Management, where she was responsible for overseeing all business administration functions within the Equity Research department.
Earlier in her career, Katie worked for IBM Global Services in London, England where she was staffed on projects for financial services clients. Katie also taught elementary school for five years in the Los Angeles Unified School District.
Katie received a BS from Syracuse University, an MS from California State University, Fullerton and an MBA from New York University.
Timothy J. Keenan
Head of Sales
Tim Keenan joined Quadriserv as the Head of Sales in June of 2009. Prior to joining Quadriserv, Tim was a Managing Director at Barclays Capital for eleven years. At Barclays, Tim was the Co-Head of Global Repo Trading and Global Repo Product Manager. In that combined role, he was responsible for Repo trading for all US fixed income products on a global basis (including all global credit products) and for the sales and management of client relationships for the repo and securities lending client base.
Prior to that, Tim spent 5 years at CSFB. During this time, he worked in Tokyo, Sydney and London building their global repo franchise. Tim was also the head of Deutsche Bank’ s Securities Lending Division in the early 1990’s as well as the head of sales and trading for Chases’ Securities Lending Division from 1981 to 1991.
Mr. Keenan has a BSc in Accounting from Fairfield University in Connecticut.
Andy Lazar
Head of AQS Hedge Fund Sales
Andy joined Quadriserv in March 2008. Prior to joining Quadriserv, he served as a Director in the U.S. Institutional Rate Product sales department of UBS Securities, LLC. During his 11 year tenure at UBS Andy was responsible for direct product distribution to hedge funds, central banks, and asset managers.
Previously, Andy was a Vice President of Fixed Income Sales at Smith Barney, and Vice President of Asia Sales at Kidder, Peabody.
Andy holds a B.S. in Computer Science from Hofstra University, and an MBA in Business Administration from Regis University. He formerly served on the membership sub-committee of the New York Hedge Fund Roundtable, and is currently involved with the "Save the Children" charity and Friends of Cos Cob Library.
Jennifer Monteleone
Head of Operations
jennifer.monteleone@quadriserv.com
Jennifer joined Quadriserv in December of 2008. Prior to joining Quadriserv, Jennifer worked at Cantor Fitzgerald supporting the Equity Finance Trading desk in New York.
Previously, Jennifer spent three years at Banca IMI Securities, a subsidiary of San Paolo IMI based in Milan. During her time there, she helped establish the Securities Lending Operations Department and eventually became a Trader for the Equity Finance desk in New York.
Jennifer began her career at Credit Lyonnais in 1994 and has worked in the Securities Lending Industry for over 15 years. She specializes in domestic equity finance operations.
John A. Surgent
Head of Integration
John joined Quadriserv in 2009, following a twenty year consulting career specializing in operations and systems supporting the global securities lending industry and related business areas.
During his consulting career, John established relationships with more than fifteen banks, brokerage firms, private institutions, software vendors and major consulting firms. He has a wide range of experience in securities lending policy and product development, business and systems integration, process analysis and design, conversion planning, program/project management, vendor product assessments, test planning and requirements definition.
John holds a B.S. in Computer Science from New Jersey Institute of Technology.
Robert M. Yap
Chief Compliance Officer
Bob joined Quadriserv in November 2008. Prior to joining Quadriserv, he served as a Vice President in Equities Compliance at Lehman Brothers where he was responsible for covering the Equity Finance Desk in the Capital Markets Prime Services Division.
Prior to Lehman Brothers, Bob was a Vice President in the Global Compliance Department at Goldman Sachs. Bob's background also included work at FINRA in both the Member Regulation and Market Regulation Departments.
Bob holds a B.A. in Political Science from Boston College.
| © 2009 Automated Equity Finance Markets, Inc. “AQS” is a registered trademark of Automated Equity Finance Markets, Inc., a wholly owned subsidiary of Quadriserv, Inc. All rights reserved. Patents pending. Disclosures |
|